+15. In order to assess a situation in which an institution has exceeded the limits of Article …

15. In order to assess a situation in which an institution has exceeded the limits of Article …

In order to assess a situation in which an institution has exceeded the limits of Article 395(1) of Regulation (EU) No 575/2013, a competent authority should evaluate at least the following aspects:

  • a. Frequency and number of breaches.
  • b. Predictability of the breach.
  • c. Reasons beyond control of the institution that led to inability to prevent the breach.

Frequency and number of breaches

1. Overview

,
Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
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