+15. In order to assess a situation in which an institution has exceeded the limits of Article …

15. In order to assess a situation in which an institution has exceeded the limits of Article …

In order to assess a situation in which an institution has exceeded the limits of Article 395(1) of Regulation (EU) No 575/2013, a competent authority should evaluate at least the following aspects:

  • a. Frequency and number of breaches.
  • b. Predictability of the breach.
  • c. Reasons beyond control of the institution that led to inability to prevent the breach.

Frequency and number of breaches

1. Forbhreathnú

,
Teideal Rialáil

1.1 Tagairtí

1.2 Ceanglais aitheanta

1.3 Caighdeáin ghaolmhara

2. Ceanglais aitheanta

Ceanglais
Foinse Ceanglas

3. Caighdeáin ghaolmhara

Caighdeáin
Foinse Ceanglas
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/