17. Where applying these guidelines, competent authorities and investment firms should have regard …

Where applying these guidelines, competent authorities and investment firms should have regard to the principle of proportionality as set out in Article 26(3) of Directive (EU) 2019/2034 and specified further in Title I of these guidelines with a view to ensuring that the internal governance arrangements established by investment firms, including within the context of investment firm groups, are consistent with the individual risk profile of the firm and the group, commensurate with their size and internal organisation, relevant to their business model, suitable for the nature, scale and complexity of their activities and sufficient to effectively achieve the objectives of the relevant regulatory requirements and provisions.

1. Overview

1.1 References

• Article 26 3.

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/