98. Without prejudice to Article 23 of Directive 2014/65/EU and Section 3 of the Chapter 2 of the …

Without prejudice to Article 23 of Directive 2014/65/EU and Section 3 of the Chapter 2 of the Commission Delegated Regulation (EU) No 2017/565, the management body should be responsible for establishing, approving and overseeing the implementation and maintenance of effective policies to identify, assess, manage and mitigate or prevent actual and potential conflicts between the interests of the investment firm and the private interests of staff, including members of the management body, which could adversely influence the performance of their duties and responsibilities. A Union parent undertaking should consider interests within a group-wide conflict of interest policy on a consolidated basis.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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