+ANNEX IV – Overview on data submissions for high earners
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ANNEX IV – Overview on data submissions for high earners
Submission of high-earner data on the highest level of consolidation (consolidated basis) | Submitter | Information to be submitted Annex I Annex II Data on consolidated basis , Data on all high earners including all high earners in in investment firms entities within the prudential ( individual basis ) that consolidation allocated to the are subject to Articles | | EU parent institution, the EU parent financial holding company or the EU parent mixed financial holding company | applicable function or business 25 and 34 Directive (EU) area. 2019/2034, allocated to the applicable function Data on high earners in or business area. subordinated investment firms | | Where Article1(2) or (5) and Article 7 of Regulation (EU) 2019/2033 applies: | ( individual basis ) that are subject to Articles 25 and 34 (The sum of the data in Directive (EU) 2019/2034 are Annex II should equal | | EU parent investment firm, the EU parent investment holding company or the EU parent mixed financial holding company. | included in the column ‘All high the data provided in earners in investment firms that Annex I, column ‘All are subject to Article 25 and 34 high earners in of Directive (EU) 2019/2034’ of investment firms that Annex I, including staff in are subject to Article 25 investment firms that are and 34 of Directive (EU) subject to Article 109(5) or (6) 2019/2034’) Directive (EU) 2013/36. | | EU parent investment firm, the EU | Not applicable Data on the |
parent investment holding company consolidated basis or the EU parent mixed financial holding company (Article1(2) or (5) of Regulation (EU) 2019/2033 does not apply) subject to Articles 25 and 34 Directive (EU) 2019/2034and not included in the scope of consolidation of an EU parent institution, the EU parent financial holding company or the EU parent mixed financial holding company Submission of high-earner data on individual basis (only where the institution/investment firm is not included in EU consolidated data) | Institution and Investment firm, where Article 1(2) of Regulation (EU) 2019/2033 applies Investment firm (Article 1(2) and (5) of | Annex I: individual basis Not applicable Not applicable Annex II: individual |
IFR does not apply) that is subject to basis Articles 25 and 34 Directive (EU) 2019/2034.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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