+55. In order to ensure appropriate frequency of supervisory activities related to SREP for category …

55. In order to ensure appropriate frequency of supervisory activities related to SREP for category …

In order to ensure appropriate frequency of supervisory activities related to SREP for category 1 investment firms, competent authorities should:

  • a. monitor key indicators on a quarterly basis;
  • b. update the assessments of all individual SREP elements at least once every 2 years;
  • c. have ongoing engagement and dialogue with the investment firm’s management body and senior management.

2.4.2 Category 2 investment firms

1. Overview

,
Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
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