+55. In order to ensure appropriate frequency of supervisory activities related to SREP for category …
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55. In order to ensure appropriate frequency of supervisory activities related to SREP for category …
In order to ensure appropriate frequency of supervisory activities related to SREP for category 1 investment firms, competent authorities should: - a. monitor key indicators on a quarterly basis;
- b. update the assessments of all individual SREP elements at least once every 2 years;
- c. have ongoing engagement and dialogue with the investment firm’s management body and senior management.
2.4.2 Category 2 investment firms
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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