+136. For the purpose of proportionality, where lower ML/TF risk is justified by the types of …
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136. For the purpose of proportionality, where lower ML/TF risk is justified by the types of …
For the purpose of proportionality, where lower ML/TF risk is justified by the types of clients and the nature, scale and complexity of activities of the investment firm allow, competent authorities should assess at least whether the investment firm’s overall governance framework includes also the management of ML/TF risks.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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