+155. When performing their assessments, competent authorities should use all available information …
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155. When performing their assessments, competent authorities should use all available information …
When performing their assessments, competent authorities should use all available information sources, including regulatory reporting, ad-hoc reporting, the investment firm’s internal metrics and reports (including internal audit report, risk management reports, information from the ICARAP), on-site inspection reports and external reports (including the investment firm’s communications to investors, rating agencies). While the assessment is intended to be firm-specific, comparison with peers should be considered to identify potential exposure to risks to capital. For such purposes, peers should be defined on a risk-by-risk basis and might differ from those identified for BMA or other analyses.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
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Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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