+155. When performing their assessments, competent authorities should use all available information …

155. When performing their assessments, competent authorities should use all available information …

When performing their assessments, competent authorities should use all available information sources, including regulatory reporting, ad-hoc reporting, the investment firm’s internal metrics and reports (including internal audit report, risk management reports, information from the ICARAP), on-site inspection reports and external reports (including the investment firm’s communications to investors, rating agencies). While the assessment is intended to be firm-specific, comparison with peers should be considered to identify potential exposure to risks to capital. For such purposes, peers should be defined on a risk-by-risk basis and might differ from those identified for BMA or other analyses.

1. Pārskats

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Nosaukums Regulējums

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība
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