343. Competent authorities should assess the appropriateness of the investment firm’s funding …

Competent authorities should assess the appropriateness of the investment firm’s funding profile taking into account all of the following criteria:

• a. whether the investment firm’s obligations are adequately met with stable funding;
• b. whether – in the case the investment firm belongs groups – there are regular intragroup flows of liquidity and whether they are mandated by contracts and are still in effect; and
• c. whether the investment firm has access to credit facilities from a credit institution or another group entity or other alternative funding sources.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/