+343. Competent authorities should assess the appropriateness of the investment firm’s funding …

343. Competent authorities should assess the appropriateness of the investment firm’s funding …

Competent authorities should assess the appropriateness of the investment firm’s funding profile taking into account all of the following criteria:

  • a. whether the investment firm’s obligations are adequately met with stable funding;
  • b. whether – in the case the investment firm belongs groups – there are regular intragroup flows of liquidity and whether they are mandated by contracts and are still in effect; and
  • c. whether the investment firm has access to credit facilities from a credit institution or another group entity or other alternative funding sources.

1. Pārskats

,
Nosaukums Regulējums

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/