+4. Guidelines
---+4.1 General considerations
------+11. A competent authority should not grant a group capital test or a lower amount permission …
---+4.2 Simplified group capital test permission
------+12. A competent authority should not be prevented from deeming an investment firm group to be …
------+13. Competent authorities should not be prevented from applying Sections 4.3 and 4.4 to assess …
---+4.3 Group capital test permission: conditions for the investment firm group being deemed sufficiently simple
------+14. Competent authorities should not be prevented from deeming an investment firm group not meeting …
---+4.4 Group capital test permission: conditions for deeming that the investment firm group does not pose significant risks to clients or to the market
------+15. Competent authorities should not be prevented from deeming that an investment firm group not …
------+16. If any of the undertakings of the group is subject to any proceedings referred to in Article …
------+17. For the purposes of assessing the condition referred to in paragraph 15(a), competent …
---+4.5 Lower amount permission: conditions for allowing a lower level of own funds
------+18. Competent authorities should not be prevented from granting a lower amount permission where the …
------+19. The own funds requirements of any subsidiary undertaking in a third country should be …
------+20. For a satisfactory level of prudence to be ensured, the notional own funds requirements for …
------+21. When applying Article 8(4) of Regulation (EU) 2019/2033, competent authorities should not allow …
---+4.6 Information to be assessed
------+22. To assess whether the investment firm group can be granted the group capital test permission in …
------+23. Contractual agreements referred to in paragraphs 12(d) and 14(i) should be taken into account …
------+24. If Section 4.2 is applicable, competent authorities may limit their assessment to the …
------+25. To assess whether the investment firm group can be granted the group capital test permission in …
---+4.7 Granting, amending and withdrawing the authorisation
------+26. To assess whether the investment firm group can maintain its group capital test permission …
------+27. To assess whether the investment firm group can maintain its group capital test permission …
------+28. Where a competent authority concludes that the conditions under which a group capital test or …
------+29. If the Union parent investment firm, the Union parent investment holding company or the Union …
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4. Guidelines
4. Guidelines
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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