+Article 35 1

Article 35 1

1.   Where ESMA finds that an ESG rating provider has not complied with its obligations under this Regulation, it shall take one or more of the following supervisory measures:

(a)

suspend or withdraw the authorisation or recognition of the ESG rating provider;

(b)

temporarily prohibit the ESG rating provider from publishing or distributing ESG ratings, until the infringement has been brought to an end;

(c)

require the ESG rating provider to bring the infringement to an end;

(d)

impose fines pursuant to Article 36;

(e)

issue public notices.

1. Overview

,
Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement