322. In particular, where the quantitative outcomes of the stress tests or sensitivity analyses …

In particular, where the quantitative outcomes of the stress tests or sensitivity analyses indicate that the investment firm is likely to breach its applicable capital requirements under the adverse scenario within the following 12 months, competent authorities should, where appropriate, treat such information as one of the possible circumstances within the meaning of Article 38, point (b) of Directive (EU) 2019/2034. In such cases, the competent authorities should apply appropriate measures in accordance with Article 39(2) of Directive (EU) 2019/2034 aimed at ensuring sufficient levels of own funds. In particular, when such measures relate to capital, competent authorities should in particular consider one or both of the following, as defined in Article 39(2), points (a) and (f):

• a. requiring investment firms to hold an appropriate amount of additional own funds in the form of a nominal amount, considering the outcome of the SREP assessment;
• b. requiring a reduction of the inherent risk in the activities, products and systems of the investment firm.

1. Ülevaade

1.1 Viited

• Artikkel 39 2.

1.2 Tuvastatud nõuded

1.3 Seotud standardid

2. Tuvastatud nõuded

3. Seotud standardid

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