+389. Based on the outcomes of the qualitative review of stress testing programmes and if …

389. Based on the outcomes of the qualitative review of stress testing programmes and if …

Based on the outcomes of the qualitative review of stress testing programmes and if deficiencies are identified, competent authorities may require the investment firm:

  • a. to develop a plan of remedial action aimed at improving stress testing programmes and practices;
  • b. to make changes to the investment firm’s capital plan;
  • c. where appropriate, to run specific prescribed scenarios (or elements of those) or using specific assumptions.

Risk-to-client

1. Ülevaade

,
Pealkiri Regulatsioon

1.1 Viited

1.2 Tuvastatud nõuded

1.3 Seotud standardid

2. Tuvastatud nõuded

Nõuded
Allikas Nõue

3. Seotud standardid

Standardid
Allikas Nõue
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