+389. Based on the outcomes of the qualitative review of stress testing programmes and if …

389. Based on the outcomes of the qualitative review of stress testing programmes and if …

Based on the outcomes of the qualitative review of stress testing programmes and if deficiencies are identified, competent authorities may require the investment firm:

  • a. to develop a plan of remedial action aimed at improving stress testing programmes and practices;
  • b. to make changes to the investment firm’s capital plan;
  • c. where appropriate, to run specific prescribed scenarios (or elements of those) or using specific assumptions.

Risk-to-client

1. Pārskats

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Nosaukums Regulējums

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība
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