+Article 6 2
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Article 6 2
2. For the purposes of paragraph 1, first subparagraph, point (c), competent authorities shall verify whether:
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(a)
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for each committee of the internal committee structure, the management body has clearly set out its mandate, hierarchy, reporting lines, permanent members, frequency of meetings, and levels of responsibility;
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(b)
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the internal committee structure has a committee that assesses any new product, proposes those products to the senior management for approval, and monitors those products and whether the risk control unit, and any other function of the institution that is affected by the introduction of a new product, are represented in such committee;
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(c)
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the governance underpinning the internal committee structure allows for the effective and timely control of all internal position limits referred to in Article 325bi(1), point (b), of Regulation (EU) No 575/2013;
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(d)
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the governance underpinning the internal committee structure ensures active involvement of the management body in the risk-control process as required by Article 325bi(1), point (c), of Regulation (EU) No 575/2013;
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(e)
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as part of the internal documentation, the institution has documented all aspects referred to in point (a).
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1. Vue d’ensemble
| Intitulé |
Réglementation |
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1.1 Références
1.2 Exigences identifiées
1.3 Normes associées
2. Exigences identifiées
Exigences
| Source |
Exigence |
3. Normes associées
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