+5. Ongoing supervision of significant-plus branches
---+32. The ongoing supervision of branches that satisfy the intensification test (significant-plus …
---+33. The consolidating supervisor and the home and host competent authorities should endeavour to …
---+5.1 Branch risk assessment
------+34. The consolidating supervisor and the home and host competent authorities should ensure that the …
------+35. This branch risk assessment should be included as an annex to the group risk assessment report …
------+36. Institutions or significant-plus branches should not be required to prepare branch-specific …
------+37. The consolidating supervisor or the home competent authority should ensure that the branch risk …
------+38. In addition to the above, the branch risk assessment should provide an overview of any findings …
------+39. In preparing the branch risk assessment, the consolidating supervisor or the home competent …
------+40. The host competent authority should provide the input specified in the above paragraph based on …
------+41. The consolidating supervisor and the home and host competent authorities should coordinate the …
---+5.2 Coordination of activities and supervisory examination programme
------+42. The college SEP referred to in Article 11 and Article 20 of Commission Implementing Regulation …
------+43. Where the branch risk assessment has identified significant risks to capital, liquidity and …
------+44. While developing the college SEP, the consolidating supervisor and the home and host competent …
------+45. In order to avoid duplication of supervisory tasks and duplication of information requests to …
---+5.3 On-the-spot checks and inspections of significant-plus branches
------+46. Without prejudice to Article 52 of Directive 2013/36/EU, on-the-spot checks and inspections of …
------+47. In order to ensure that the consolidating supervisor and the home and host competent …
------+48. When the consolidating supervisor or the home or host competent authority decides on the timing …
------+49. On-the-spot checks and inspections in a branch that have not been originally planned but are …
------+50. The consolidating supervisor and the home and host competent authorities should ensure that the …
------+51. A competent authority initiating an on-the-spot check or inspection (the initiator) in a …
------+52. The consolidating supervisor or the home competent authority should invite the host competent …
---+5.4 Information needed for the supervision of significant-plus branches
------+53. Without prejudice to the provisions of Commission Delegated Regulation (EU) No 524/2014 and …
------+54. When assessing the relevance of a particular piece or set of information, the consolidating …
------+55. The consolidating supervisor and the home and host competent authorities should, without …
------+56. Such information should be exchanged in a timely manner and in written or electronic form, as …
------+57. In liquidity stress situations, the competent authorities should notify each other in …
---+5.5 Application of supervisory measures and sanctions
------+58. The consolidating supervisor or the home competent authority should apply supervisory measures …
------+59. Without prejudice to Article 41 of Directive 2013/36/EU, the consolidating supervisor and the …
------+60. The consolidating supervisor and the home and host competent authorities should regularly …
------+61. The consolidating supervisor or the home competent authority should consider the information …
------+62. When deciding on reciprocating macroprudential measures applied in a host Member State to an …
---+5.6 Communication framework for a significant-plus branch
------+63. The consolidating supervisor and the home and host competent authorities should strive to …
------+64. When communicating with the significant-plus branch, and in particular requesting information …
------+65. At a minimum, the consolidating supervisor and the home and host competent authorities should …
------+66. If either the consolidating supervisor or the home or host competent authority is not able to …
------+67. The consolidating supervisor and the home and host competent authorities should agree on the …
------+68. These joint meetings with the institution and with the branch management should be duly …
---+5.7 Roles and responsibilities of home and host authorities in the assessment of the recovery plan
------+69. Within the process for the assessment of the recovery plan in accordance with Article 6(2) of …
------+70. To facilitate this consultation, the consolidating supervisor or the home competent authority …
------+71. The host competent authority should provide its input to the assessment of the group recovery …
------+72. The input from the host competent authority to the consolidating supervisor or the home …
------+73. The consolidating supervisor and the home competent authority should prepare the overall …
------+74. The consolidating supervisor and the home and host competent authorities should endeavour to …
------+75. When material deficiencies or impediments identified in the plan relate to the significant-plus …
---+5.8 Allocation of tasks among competent authorities
------+76. The consolidating supervisor and the home and host competent authorities should ensure that the …
------+77. For that purpose, the consolidating supervisor or the home competent authority should regularly …
------+78. The task allocation mechanism established within the college operational framework should be …
------+79. The consolidating supervisor and the home and host competent authorities should agree on the …
------+80. Where dissenting views on the task allocation mechanism arise among the authorities and …
------+81. At a minimum, these terms should detail the following: (a) the specific activities to be …
------+82. The consolidating supervisor and the home and host competent authorities should inform the …
------+83. For the purpose of putting in place the most efficient task allocation, the consolidating …
------+84. Any delegation of tasks on a voluntary basis should be in line with EU and national legislation …
------+85. The consolidating supervisor and the home and host competent authorities involved in the …
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5. Ongoing supervision of significant-plus branches
5. Ongoing supervision of significant-plus branches
1. Forbhreathnú
1.1 Tagairtí
1.2 Ceanglais aitheanta
1.3 Caighdeáin ghaolmhara
2. Ceanglais aitheanta
Ceanglais
| Foinse |
Ceanglas |
3. Caighdeáin ghaolmhara
Caighdeáin
| Foinse |
Ceanglas |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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