+5. Ongoing supervision of significant-plus branches
---+32. The ongoing supervision of branches that satisfy the intensification test (significant-plus …
---+33. The consolidating supervisor and the home and host competent authorities should endeavour to …
---+5.1 Branch risk assessment
------+34. The consolidating supervisor and the home and host competent authorities should ensure that the …
------+35. This branch risk assessment should be included as an annex to the group risk assessment report …
------+36. Institutions or significant-plus branches should not be required to prepare branch-specific …
------+37. The consolidating supervisor or the home competent authority should ensure that the branch risk …
------+38. In addition to the above, the branch risk assessment should provide an overview of any findings …
------+39. In preparing the branch risk assessment, the consolidating supervisor or the home competent …
------+40. The host competent authority should provide the input specified in the above paragraph based on …
------+41. The consolidating supervisor and the home and host competent authorities should coordinate the …
---+5.2 Coordination of activities and supervisory examination programme
------+42. The college SEP referred to in Article 11 and Article 20 of Commission Implementing Regulation …
------+43. Where the branch risk assessment has identified significant risks to capital, liquidity and …
------+44. While developing the college SEP, the consolidating supervisor and the home and host competent …
------+45. In order to avoid duplication of supervisory tasks and duplication of information requests to …
---+5.3 On-the-spot checks and inspections of significant-plus branches
------+46. Without prejudice to Article 52 of Directive 2013/36/EU, on-the-spot checks and inspections of …
------+47. In order to ensure that the consolidating supervisor and the home and host competent …
------+48. When the consolidating supervisor or the home or host competent authority decides on the timing …
------+49. On-the-spot checks and inspections in a branch that have not been originally planned but are …
------+50. The consolidating supervisor and the home and host competent authorities should ensure that the …
------+51. A competent authority initiating an on-the-spot check or inspection (the initiator) in a …
------+52. The consolidating supervisor or the home competent authority should invite the host competent …
---+5.4 Information needed for the supervision of significant-plus branches
------+53. Without prejudice to the provisions of Commission Delegated Regulation (EU) No 524/2014 and …
------+54. When assessing the relevance of a particular piece or set of information, the consolidating …
------+55. The consolidating supervisor and the home and host competent authorities should, without …
------+56. Such information should be exchanged in a timely manner and in written or electronic form, as …
------+57. In liquidity stress situations, the competent authorities should notify each other in …
---+5.5 Application of supervisory measures and sanctions
------+58. The consolidating supervisor or the home competent authority should apply supervisory measures …
------+59. Without prejudice to Article 41 of Directive 2013/36/EU, the consolidating supervisor and the …
------+60. The consolidating supervisor and the home and host competent authorities should regularly …
------+61. The consolidating supervisor or the home competent authority should consider the information …
------+62. When deciding on reciprocating macroprudential measures applied in a host Member State to an …
---+5.6 Communication framework for a significant-plus branch
------+63. The consolidating supervisor and the home and host competent authorities should strive to …
------+64. When communicating with the significant-plus branch, and in particular requesting information …
------+65. At a minimum, the consolidating supervisor and the home and host competent authorities should …
------+66. If either the consolidating supervisor or the home or host competent authority is not able to …
------+67. The consolidating supervisor and the home and host competent authorities should agree on the …
------+68. These joint meetings with the institution and with the branch management should be duly …
---+5.7 Roles and responsibilities of home and host authorities in the assessment of the recovery plan
------+69. Within the process for the assessment of the recovery plan in accordance with Article 6(2) of …
------+70. To facilitate this consultation, the consolidating supervisor or the home competent authority …
------+71. The host competent authority should provide its input to the assessment of the group recovery …
------+72. The input from the host competent authority to the consolidating supervisor or the home …
------+73. The consolidating supervisor and the home competent authority should prepare the overall …
------+74. The consolidating supervisor and the home and host competent authorities should endeavour to …
------+75. When material deficiencies or impediments identified in the plan relate to the significant-plus …
---+5.8 Allocation of tasks among competent authorities
------+76. The consolidating supervisor and the home and host competent authorities should ensure that the …
------+77. For that purpose, the consolidating supervisor or the home competent authority should regularly …
------+78. The task allocation mechanism established within the college operational framework should be …
------+79. The consolidating supervisor and the home and host competent authorities should agree on the …
------+80. Where dissenting views on the task allocation mechanism arise among the authorities and …
------+81. At a minimum, these terms should detail the following: (a) the specific activities to be …
------+82. The consolidating supervisor and the home and host competent authorities should inform the …
------+83. For the purpose of putting in place the most efficient task allocation, the consolidating …
------+84. Any delegation of tasks on a voluntary basis should be in line with EU and national legislation …
------+85. The consolidating supervisor and the home and host competent authorities involved in the …

5. Ongoing supervision of significant-plus branches

5. Ongoing supervision of significant-plus branches

1. Forbhreathnú

,
Teideal Rialáil
32. The ongoing supervision of branches that satisfy the intensification test (significant-plus …

The ongoing supervision of branches that satisfy the intensification test (significant-plus branches) should be organised and performed in accordance with the tasks and responsibilities of the consolidating supervisor and the home and host competent authorities referred to in Directives 2013/36/EU and in Directive 2014/59/EU and having regard to Sections 5.1 to 5.8 of these guidelines.

33. The consolidating supervisor and the home and host competent authorities should endeavour to …

The consolidating supervisor and the home and host competent authorities should endeavour to ensure that the operational context of the college fully enables the supervision of the significant-plus branches in accordance with these guidelines.

5.1 Branch risk assessment

5.1 Branch risk assessment

5.2 Coordination of activities and supervisory examination programme

5.2 Coordination of activities and supervisory examination programme

5.3 On-the-spot checks and inspections of significant-plus branches

5.3 On-the-spot checks and inspections of significant-plus branches

5.4 Information needed for the supervision of significant-plus branches

5.4 Information needed for the supervision of significant-plus branches

5.5 Application of supervisory measures and sanctions

5.5 Application of supervisory measures and sanctions

5.6 Communication framework for a significant-plus branch

5.6 Communication framework for a significant-plus branch

5.7 Roles and responsibilities of home and host authorities in the assessment of the recovery plan

5.7 Roles and responsibilities of home and host authorities in the assessment of the recovery plan

5.8 Allocation of tasks among competent authorities

5.8 Allocation of tasks among competent authorities

1.1 Tagairtí

1.2 Ceanglais aitheanta

1.3 Caighdeáin ghaolmhara

2. Ceanglais aitheanta

Ceanglais
Foinse Ceanglas

3. Caighdeáin ghaolmhara

Caighdeáin
Foinse Ceanglas
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/