107. Institutions ’ measures to manage or, where appropriate, mitigate conflicts of interest should …

Institutions ’ measures to manage or, where appropriate, mitigate conflicts of interest should be documented and include, inter alia:

• a. an appropriate segregation of duties, e.g. entrusting conflicting activities within the processing of transactions or when providing services to different persons, or entrusting supervisory and reporting responsibilities for conflicting activities to different persons;
• b. establishing information barriers, e.g. through the physical separation of certain business lines or units.

1. Forbhreathnú

1.1 Tagairtí

1.2 Ceanglais aitheanta

1.3 Caighdeáin ghaolmhara

2. Ceanglais aitheanta

3. Caighdeáin ghaolmhara

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