+33. cikk Az illetékes hatóságok hatásköre
---+Article 33 1.
---+Article 33 2.
---+Article 33 3.

33. cikk Az illetékes hatóságok hatásköre

1. Áttekintés

,
Article 33 1.

In order to fulfil their duties under this Regulation, the competent authorities shall have all the supervisory and investigatory powers that are necessary for the exercise of their functions. They shall exercise their powers in any of the following ways:

(a) 

directly;

(b) 

in collaboration with other authorities;

(c) 

by application to the competent judicial authorities.
Article 33 2.

In order to fulfil their duties under this Regulation, the competent authorities shall, in accordance with national law, have the power:

(a) 

to gain access to any document in any form and to receive or take a copy thereof;

(b) 

to require information from any natural or legal person and if necessary to summon and question a natural or legal person with a view to obtaining information;

(c) 

to carry out on-site inspections with or without prior announcement;

(d) 

to require existing telephone and existing data traffic records;

(e) 

to require the cessation of any practice that is contrary to the provisions in this Regulation;

(f) 

to require the freezing and/or the sequestration of assets.
Article 33 3.

The competent authorities shall, without prejudice to points (a) and (b) of paragraph 2, have the power in individual cases to require a natural or legal person entering into a credit default swap transaction to provide:

(a) 

an explanation about the purpose of the transaction and whether it is for the purposes of hedging against a risk or otherwise; and

(b) 

information verifying the underlying risk where the transaction is for hedging purposes.

1.1 Hivatkozások

1.2 Azonosított követelmények

1.3 Kapcsolódó szabványok

2. Azonosított követelmények

Követelmények

3. Kapcsolódó szabványok

Szabványok
  • Builddate: 16.01.2024 00:00:00 -Doknr: CELEX:32012R0236
  • EULAW -

    EN: Legal acts of the European Union from EUR-Lex, https://eur-lex.europa.eu/. © European Union. Re-use is authorised by Decision 2011/833/EU, provided the source is acknowledged; the consolidated texts are licensed under CC BY 4.0 (EUR-Lex legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the legislation published in the Official Journal of the European Union is deemed authentic.

    DE: Rechtsakte der Europäischen Union aus EUR-Lex, https://eur-lex.europa.eu/. © Europäische Union. Weiterverwendung nach Beschluss 2011/833/EU mit Quellenangabe gestattet; die konsolidierten Fassungen stehen unter CC BY 4.0 (Rechtlicher Hinweis von EUR-Lex). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Verbindlich sind allein die im Amtsblatt der Europäischen Union veröffentlichten Rechtsakte.