+Article 50 1.

Article 50 1.

When determining the type and level of administrative penalties and other administrative measures, the competent authorities shall take into account all relevant circumstances including, where appropriate:

(a) 

the gravity and the duration of the infringement;

(b) 

the degree of responsibility of the person responsible for the infringement;

(c) 

the financial strength of the person responsible for the infringement, as indicated by the total turnover of the responsible legal person or the annual income and net assets of the responsible natural person;

(d) 

the impact of the infringement on the interests of investors;

(e) 

the importance of the profits gained or losses avoided by the person responsible for the infringement or the losses for third parties caused by the infringement, to the extent that they can be determined;

(f) 

the level of cooperation of the person responsible for the infringement with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

(g) 

previous infringements of this Regulation by the person responsible for the infringement;

(h) 

any measures taken after the infringement by the person responsible for the infringement to prevent its repetition.

1. Áttekintés

,
Megnevezés Szabályozás

1.1 Hivatkozások

1.2 Azonosított követelmények

1.3 Kapcsolódó szabványok

2. Azonosított követelmények

Követelmények
Forrás Követelmény

3. Kapcsolódó szabványok

Szabványok
Forrás Követelmény
  • Builddate: 09.01.2024 00:00:00 -Doknr: CELEX:32023R2631
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