+Saturs
---+1. Vispārīgi noteikumi 6
---+2. Kapitāla pozīcija 7
---+3. Likviditātes stāvoklis 9
---+4. Citas prasības atļaujas atjaunošanai 10 III sadaļa. Process, ar ko konstatē, ka iestāde kļūst …
---+Title I - Subject matter, scope and definitions
---+Subject matter
------+5. Pursuant to Article 32(6) of Directive 2014/59/EU, these Guidelines intend to promote the …
------+6. For this purpose, these Guidelines provide a set of objective elements that should support the …
------+7. These Guidelines do not purport to constrain the ultimate discretion of the competent authority …
------+8. These Guidelines should be read in conjunction with the conditions laid down in Article 32(1)(b) …
------+9. The provisions in these Guidelines should also apply when a determination that an institution is …
---+Definitions
------+10. For the purpose of these Guidelines, the following definitions apply: a. ‘ SREP’ means …
---+Scope and addressees
------+11. These Guidelines are addressed to the competent authorities, as defined in Article 4(2)(i) of …
------+12. The Guidelines also apply to institutions where they determine themselves to be failing or …
------+13. The scope of these Guidelines is expanded beyond the scope set forth by Article 32(4) of …
---+Title II – Objective elements for determination that an institution is failing or likely to fail
---+1. General considerations
------+14. For the purposes of making a determination that an institution is failing or likely to fail, in …
------+15. The objective elements listed in these Guidelines should be carefully analysed on a …
------+16. In most cases it is expected that several factors, rather than merely one, set out in these …
------+17. Without prejudice to paragraph 16, some of the objective elements included in these Guidelines …
------+18. When determining whether an institution is failing or likely to fail, the competent or the …
---+2. Capital position
------+19. In accordance with Article 32(4)(a) and (b) of Directive 2014/59/EU, an institution should be …
------+20. When assessing the assets and liabilities of the institution in the near future and when …
------+21. Additional elements that should be considered, when carrying out the determination specified in …
------+22. With reference to paragraph 19(b) the extreme case of inadequate capital position would be …
---+3. Liquidity position
------+23. In accordance with Article 32(4)(a) and (c) of Directive 2014/59/EU an institution should be …
------+24. The determination whether the institution is likely to be unable to meet regulatory …
------+25. Additional elements that should be considered, where relevant to the characteristics of the …
---+4. Other requirements for continuing authorisation
------+26. According to Article 32(4)(a) of Directive 2014/59/EU, an institution shall be considered as …
------+27. For the purpose of the above, the competent and/or the resolution authority should consider …
------+4.1. Governance arrangements
---------+28. Certain objective elements should indicate that an institution has serious weaknesses in its …
---------+29. For the purposes of paragraph 28(c) examples of such material deficiencies, which in …
------+4.2. Operational capacity to provide regulated activities
---------+30. Certain objective elements may negatively impact the institution’s operational capacity to …
---+Title III – Process of determining that an institution is failing or likely to fail
---+1. Determination made by the competent authority
------+31. The assessment of the objective elements laid down in Title II of these Guidelines will usually …
------+32. It should be noted that contrary to the standard SREP procedure applied to cross-border banking …
---+2. Determination made by the resolution authority
------+33. When the resolution authority is entrusted to make the determination whether an institution is …
------+34. The objective elements listed in Title II of these Guidelines should be also taken into account …
------+35. While making a determination that an institution is failing or likely to fail the resolution …
---+3. Consultation and information exchange between the competent authority and the resolution authority
------+36. Without prejudice to Article 90 and Article 32(2) of Directive 2014/59/EU, in order to …
------+37. Before concluding the determination that the institution is failing or likely to fail, the …
------+38. Upon identifying the presence of the objective elements specified in Title II of these …
------+3.1. Information provided by the competent authority
---------+39. According to Article 27(2) of Directive 2014/59/EU the competent authority is required to …
---------+40. To facilitate such exchanges of information, the competent authority should also provide the …
------+3.2. Information provided by the resolution authority
---------+41. Upon the identification of objective elements specified in Title II of these Guidelines the …
---------+42. The competent authority should be informed in each case when the resolution authority: - …
---+Title IV - Final Provisions and Implementation
------+43. These Guidelines will apply from 1 January 2016.

Saturs

EBI pamatnostādnes par apstākļu interpretāciju, kādos iestāde uzskatāma par iestādi, kas kļūst vai, iespējams, kļūs maksātnespējīga saskaņā ar Direktīvas 2014/59/ES 32. panta 6.punktu 3

I sadaļa. Priekšmets, darbības joma un definīcijas 4

Priekšmets 4

Definīcijas 5

Darbības joma un adresāti 5

II sadaļa. Objektīvi elementi konstatējumam, ka iestāde kļūst vai, iespējams, kļūs maksātnespējīga 6

1. Pārskats

,
1. Vispārīgi noteikumi 6

Vispārīgi noteikumi 6
2. Kapitāla pozīcija 7

Kapitāla pozīcija 7
3. Likviditātes stāvoklis 9

Likviditātes stāvoklis 9
4. Citas prasības atļaujas atjaunošanai 10 III sadaļa. Process, ar ko konstatē, ka iestāde kļūst …

Citas prasības atļaujas atjaunošanai 10

III sadaļa. Process, ar ko konstatē, ka iestāde kļūst vai, iespējams, kļūs maksātnespējīga 13

1. Kompetentās iestādes konstatējums 13

2. Noregulējuma iestādes konstatējums 14

3. Konsultācijas un informācijas apmaiņa starp kompetento iestādi un noregulējuma iestādi 14

IV sadaļa. Nobeiguma noteikumi un īstenošana 15
Title I - Subject matter, scope and definitions

Title I - Subject matter, scope and definitions
Subject matter

Subject matter
Definitions

Definitions
Scope and addressees

Scope and addressees
Title II – Objective elements for determination that an institution is failing or likely to fail

Title II – Objective elements for determination that an institution is failing or likely to fail
1. General considerations

1. General considerations
2. Capital position

2. Capital position
3. Liquidity position

3. Liquidity position
4. Other requirements for continuing authorisation

4. Other requirements for continuing authorisation
Title III – Process of determining that an institution is failing or likely to fail

Title III – Process of determining that an institution is failing or likely to fail
1. Determination made by the competent authority

1. Determination made by the competent authority
2. Determination made by the resolution authority

2. Determination made by the resolution authority
3. Consultation and information exchange between the competent authority and the resolution authority

3. Consultation and information exchange between the competent authority and the resolution authority
Title IV - Final Provisions and Implementation

Title IV - Final Provisions and Implementation

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības

3. Saistītie standarti

Standarti
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/