213. Competent authorities should assess Risk-to-Firm arising from different risk factors such as …

Competent authorities should assess Risk-to-Firm arising from different risk factors such as: operational risks from the daily trading flow (DTF), concentration risk due to large exposures (CON), and exposure to the default of trading counterparties (TCD). In their assessment competent should also consider sources of risk to the investment firm such as the material changes in the book value of assets, the failure of clients or counterparties, the positions in financial instruments, foreign currencies and commodities and the obligations to defined benefit pension schemes in accordance with Article 29 of Directive (EU) 2019/2034. Where relevant, they should also consider other factors that may pose risk to the investment firm.

1. Pārskats

1.1 Atsauces

• Article 29 Treatment of risks

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/