12. Competent authorities should have a comprehensive SREP framework covering the following …

Competent authorities should have a comprehensive SREP framework covering the following components, which should be assessed on a regular basis, having regard to the list of legal acts published separately on the EBA website against which compliance of institution should be evaluated. The SREP engagement model in section 2.4 sets out how this framework can be calibrated across diverse institutions in application of the proportionality principle. These components are:

• a. categorisation of the institution as specified in section 2.1.1;
• b. monitoring of key indicators as specified in Title 3;
• c. business model analysis (BMA) as specified in Title 4;
• d. assessment of internal governance and institution-wide controls as specified in Title 5;
• e. assessment of risks to capital as specified in Title 6;
• f. a ssessment of the adequacy of the institution’s own funds as specified in Title 7;
• g. assessment of risks to liquidity and funding and SREP liquidity and funding assessment as specified in Title 8;
• h. overall SREP assessment (including the application of supervisory measures - and early intervention measures, where necessary) and communication as specified in Title 9 and section 2.1.2 respectively.

1. Overzicht

1.1 Referenties

1.2 Geïdentificeerde eisen

1.3 Gerelateerde standaarden

2. Geïdentificeerde eisen

3. Gerelateerde standaarden

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.