+Člen 9 Možnosti izvzetja
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Člen 9 Možnosti izvzetja

Člen 9

Možnosti izvzetja

1.  Države članice lahko opustijo ali dovolijo svojim pristojnim organom, da opustijo uporabo dela postopka ali celotnega postopka in pogojev, določenih v členih 3, 4, 5 in 7 te direktive, z izjemo členov 20, 22, 23 in 24 Direktive 2007/64/ES, ter dovolijo pravnim osebam vpis v register institucij za izdajo elektronskega denarja, če izpolnjujejo obe naslednji zahtevi:

(a) vse poslovne dejavnosti ustvarjajo povprečni znesek elektronskega denarja v obtoku, ki ne presega meje, ki so jo postavile države članice, in ki v nobenem primeru ni višji od 5 000 000 EUR; in

(b) nobena od fizičnih oseb, ki so odgovorne za upravljanje ali izvajanje dejavnosti, ni bila obsojena zaradi kaznivih dejanj pranja denarja ali financiranja terorizma ali drugega finančnega kaznivega dejanja.

Če institucije za izdajo elektronskega denarja opravljajo katero koli od dejavnosti iz točke (a) člena 6(1), ki ni povezana z izdajo elektronskega denarja ali katero koli od dejavnosti iz točk (b) do (e) člena 6(1) in znesek elektronskega denarja v obtoku ni znan vnaprej, pristojni organi navedenim institucijam za izdajo elektronskega denarja omogočijo uporabo točke (a) prvega pododstavka na podlagi reprezentativnega dela, predvidenega za izdajo elektronskega denarja, če je mogoče takšen reprezentativni del razumno oceniti na podlagi preteklih podatkov in v zadostitev pristojnih organov. Kjer institucija za izdajo elektronskega denarja ni zaključila zadosti dolgega obdobja poslovne dejavnosti, se ta zahteva oceni na podlagi predvidenega zneska elektronskega denarja v obtoku, ki je potrjen s poslovnim načrtom, ob upoštevanju kakršnih koli prilagoditev tega načrta, ki jih zahtevajo pristojni organi.

Države članice lahko določijo, da se odobritev možnosti izvzetja v okviru tega člena pogojuje z dodatno zahtevo glede maksimalnega shranjenega zneska na plačilnem instrumentu ali plačilnem računu potrošnika, kjer je shranjen elektronski denar.

Pravna oseba, ki je registrirana v skladu s tem odstavkom, lahko opravlja plačilne storitve, ki niso povezane z elektronskim denarjem, izdanim v skladu s tem členom, vendar samo, če so izpolnjeni pogoji iz člena 26 Direktive 2007/64/ES.

2.  Pravna oseba, registrirana v skladu z odstavkom 1, mora imeti sedež v državi članici, v kateri dejansko opravlja dejavnost.

3.  Pravna oseba, ki je registrirana v skladu z odstavkom 1, se obravnava kot institucija za izdajo elektronskega denarja. Vendar pa se člen 10(9) in člen 25 Direktive 2007/64/ES zanjo ne uporabljata.

4.  Države članice lahko določijo tudi, da se lahko pravna oseba, registrirana v skladu z odstavkom 1, ukvarja samo z nekaterimi dejavnostmi iz člena 6(1).

5.  Pravna oseba iz odstavka 1:

(a) obvesti pristojne organe o vsaki spremembi svojega položaja, ki zadeva pogoje iz odstavka 1, in

(b) vsaj enkrat letno na datum, ki ga določijo pristojni organi, poroča o povprečnem znesku elektronskega denarja v obtoku.

6.  Države članice sprejmejo ukrepe, potrebne za zagotovitev, da zadevne pravne osebe, če pogoji iz odstavkov 1, 2 in 4 niso več izpolnjeni, v skladu s členom 3 v roku 30 koledarskih dni zaprosijo za dovoljenje. Vsaki taki osebi, ki v tem obdobju ni zaprosila za dovoljenje, se v skladu s členom 10 prepove izdajanje elektronskega denarja.

7.  Države članice zagotovijo, da imajo njihovi pristojni organi zadostna pooblastila za preverjanje stalnega upoštevanja zahtev, določenih v tem členu.

8.  Ta člen se ne uporablja niti v zvezi z določbami Direktive 2005/60/ES niti v zvezi z nacionalnimi določbami o preprečevanju pranja denarja.

9.  Če se država članica poslužuje opustitve iz odstavka 1, o tem obvesti Komisijo do 30. aprila 2011. Država članica Komisijo takoj obvesti tudi o kakršnih koli naknadnih spremembah. Poleg tega država članica obvesti Komisijo o številu zadevnih pravnih oseb in jo vsako leto obvesti o skupnem znesku elektronskega denarja v obtoku, ki je bil izdan na dan 31. decembra vsakega koledarskega leta iz odstavka 1.

1. Pregled

,
Article 9 1.

Member States may waive or allow their competent authorities to waive the application of all or part of the procedures and conditions set out in Articles 3, 4, 5 and 7 of this Directive, with the exception of Articles 20, 22, 23 and 24 of Directive 2007/64/EC, and allow legal persons to be entered in the register for electronic money institutions if both of the following requirements are complied with:

(a) 

the total business activities generate an average outstanding electronic money that does not exceed a limit set by the Member State but that, in any event, amounts to no more than EUR 5 000 000 ; and

(b) 

none of the natural persons responsible for the management or operation of the business has been convicted of offences relating to money laundering or terrorist financing or other financial crimes.

Where an electronic money institution carries out any of the activities referred to in Article 6(1)(a) that are not linked to the issuance of electronic money or any of the activities referred to in Article 6(1)(b) to (e) and the amount of outstanding electronic money is unknown in advance, the competent authorities shall allow that electronic money institution to apply point (a) of the first subparagraph on the basis of a representative portion assumed to be used for the issuance of electronic money, provided that such a representative portion can be reasonably estimated on the basis of historical data and to the satisfaction of the competent authorities. Where an electronic money institution has not completed a sufficiently long period of business, that requirement shall be assessed on the basis of projected outstanding electronic money evidenced by its business plan subject to any adjustment to that plan having been required by the competent authorities.

Member States may also provide for the granting of the optional exemptions under this Article to be subject to an additional requirement of a maximum storage amount on the payment instrument or payment account of the consumer where the electronic money is stored.

A legal person registered in accordance with this paragraph may provide payment services not related to electronic money issued in accordance with this Article only if conditions set out in Article 26 of Directive 2007/64/EC are met.
Article 9 2.
A legal person registered in accordance with paragraph 1 shall be required to have its head office in the Member State in which it actually pursues its business.
Article 9 3.
A legal person registered in accordance with paragraph 1 shall be treated as an electronic money institution. However, Article 10(9) and Article 25 of Directive 2007/64/EC shall not apply to it.
Article 9 4.
Member States may provide for a legal person registered in accordance with paragraph 1 to engage only in some of the activities listed in Article 6(1).
Article 9 5.

A legal person referred to in paragraph 1 shall:

(a) 

notify the competent authorities of any change in its situation which is relevant to the conditions specified in paragraph 1; and

(b) 

at least annually, on date specified by the competent authorities, report on the average outstanding electronic money.
Article 9 6.
Member States shall take the necessary steps to ensure that where the conditions set out in paragraphs 1, 2 and 4 are no longer met, the legal person concerned shall seek authorisation within 30 calendar days in accordance with Article 3. Any such person that has not sought authorisation within that period shall be prohibited, in accordance with Article 10, from issuing electronic money.
Article 9 7.
Member States shall ensure that their competent authorities are sufficiently empowered to verify continued compliance with the requirements laid down in this Article.
Article 9 8.
This Article shall not apply in respect of the provisions of Directive 2005/60/EC or national anti-money-laundering provisions.
Article 9 9.
Where a Member State avails itself of the waiver provided for in paragraph 1, it shall notify the Commission accordingly by 30 April 2011. The Member State shall notify the Commission forthwith of any subsequent change. In addition, the Member State shall inform the Commission of the number of legal persons concerned and, on an annual basis, of the total amount of outstanding electronic money issued at 31 December of each calendar year, as referred to in paragraph 1.

1.1 Sklici

1.2 Ugotovljene zahteve

1.3 Povezani standardi

2. Ugotovljene zahteve

Zahteve

3. Povezani standardi

Standardi
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