7. F or the purposes of paragraph 6, ‘members of staff’ should be understood as including all …

F or the purposes of paragraph 6, ‘members of staff’ should be understood as including all persons having an employment relationship with the competent authority who are directly involved in the supervisory function or decision-making in relation thereto, including staff engaged in horizontal or cross-cutting functions, for the purposes of carrying out the functions and duties provided for in Directive 2013/36/EU and in Regulation (EU) No 575/2013⁴ or, in the case of the European Central Bank, Regulation (EU) No 1024/2013. Competent authorities should also apply the guidelines to persons seconded to competent authority on a temporary basis in relation to the activities or functions set out above by putting in place appropriate arrangements. Competent authorities may extend the application of these guidelines to non-staff members carrying out supervisory tasks for the competent authority on a contractual basis and/or put in place appropriate arrangements with service providers.

2 Directive 2013/36/EU, Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Direc-tives 2006/48/EC and 2006/49/EC Text with EEA relevance (OJ L 176, 27.6.2013, p. 338).

3 JC 2023 17 Joint ESAs Supervisory Independence criteria.pdf

4 Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p. 1).

1. Översikt

1.1 Referenser

1.2 Identifierade krav

1.3 Relaterade standarder

2. Identifierade krav

3. Relaterade standarder

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