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+Article 15 2. |
Article 15 2.The code of conduct shall include at least the following elements:
(a)
a clear description of the input data to be provided and the requirements necessary to ensure that input data is provided in accordance with Articles 11 and 14;
(b)
identification of the persons that may contribute input data to the administrator and procedures to verify the identity of a contributor and any submitters, as well as authorisation of any submitters that contribute input data on behalf of a contributor;
(c)
policies to ensure that a contributor provides all relevant input data;
(d)
the systems and controls that a contributor is required to establish, including:
(i)
procedures for contributing input data, including requirements for the contributor to specify whether input data is transaction data and whether input data conforms to the administrator's requirements;
(ii)
policies on the use of discretion in contributing input data;
(iii)
any requirement for the validation of input data before it is provided to the administrator;
(iv)
record-keeping policies;
(v)
reporting requirements concerning suspicious input data;
(vi)
requirements concerning the management of conflicts of interest. 1. Übersicht
1.1 Referenzen1.2 Identifizierte Anforderungen1.3 Zugehörige Standards2. Identifizierte Anforderungen
3. Zugehörige Standards
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