+DORA Ch. VII Art. 50 2.

1. Übersicht

DORA Ch. VII Art. 50 2.

2.   The powers referred to in paragraph 1 shall include at least the following powers to:

  • (a) have access to any document or data held in any form that the competent authority considers relevant for the performance of its duties and receive or take a copy of it;
  • (b) carry out on-site inspections or investigations, which shall include but shall not be limited to;
    • (i) summoning representatives of the financial entities for oral or written explanations on facts or documents relating to the subject matter and purpose of the investigation and to record the answers;
    • (ii) interviewing any other natural or legal person who consents to be interviewed for the purpose of collecting information relating to the subject matter of an investigation;
  • (c) require corrective and remedial measures for breaches of the requirements of this Regulation.

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Related Standards

2. Identifizierte Anforderungen

Anforderungen

3. Related Standards

Standards
Impressum