+6. Cooperation and information exchange in the context of the processes for authorisation, proposed acquisitions of qualifying holdings, suitability assessments, and withdrawal of authorisation
---+6.1 Applications for authorisation of institutions
------+41. When assessing an application for authorisation under Articles 10 to 14 of Directive 2013/36/EU …
------+42. The prudential supervisor should share with the AML/CFT supervisor all information provided …
------+43. In addition, in situations where the risk of ML/TF associated with the shareholders, members of …
------+44. In addition, where the risk of ML/TF associated with the funds used to fulfil the capital …
------+45. Where a prudential supervisor decides not to grant the authorisation to an institution on …
------+46. AML/CFT supervisors should, upon request from prudential supervisors, share all relevant …
------+47. Information requested in the context of an application for authorisation of an institution …
---+6.2 Assessment of proposed acquisitions or increases of qualifying holdings
------+48. When assessing the proposed acquisition or increase of qualifying holdings under Articles 22 …
------+49. In addition, in situations where the risk of ML/TF associated with the institution or applicant …
------+50. When requesting information, the prudential supervisor making the request should provide all …
------+51. Where a prudential supervisor decides to oppose the proposed acquisition based on the outcome …
------+52. AML/CFT supervisors should, upon request from prudential supervisors, cooperate and provide …
------+53. AML/CFT supervisors should on their own initiative share with prudential supervisors …
------+54. Information requested in the context of proposed acquisitions or increases of qualifying …
---+6.3 Suitability assessment of members of the management body and key function holders
------+55. When assessing or re-assessing the suitability of members of the management body and key …
------+56. Where a prudential supervisor decides that a member of the management body or key function …
------+57. AML/CFT supervisors should, upon request from the prudential supervisor, share all relevant …
------+58. AML/CFT supervisors should on their own initiative share with prudential supervisors …
------+59. Information requested in the context of suitability assessments should be provided without …
---+6.4 Withdrawal of authorisation of institutions
------+60. In case the prudential supervisor decides to initiate the procedure to withdraw the …
------+61. Where AML/CFT supervisors identify serious breaches of the applicable AML/CFT laws in relation …
------+62. When informing the prudential supervisor of a serious breach, the AML/CFT supervisor should …
------+63. The AML/CFT supervisor should, at least, include detailed information explaining why the breach …
------+64. Following the notification of a serious breach as set out in paragraph 61 above, the AML/CFT …
------+65. In case the prudential supervisor decides to withdraw the authorisation granted to an …
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6. Cooperation and information exchange in the context of the processes for authorisation, proposed acquisitions of qualifying holdings, suitability assessments, and withdrawal of authorisation
6. Cooperation and information exchange in the context of the processes for authorisation, proposed acquisitions of qualifying holdings, suitability assessments, and withdrawal of authorisation
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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