1.2 Scope of investment firms that are subject to the high-earner data collection under Directive (EU) 2019/2034

When applying the guidelines at the consolidated level in accordance with paragraph 3, the EU parent investment firm, the EU parent investment holding company, or the EU parent mixed financial holding company should submit to the consolidating supervisor the high-earners data as set out in Section 2 for all the entities of the investment firms group that are subject to prudential consolidation.

An individual investment firm that is not within the scope of consolidation in accordance with paragraph 3, should submit to the competent authority its high-earners data as set out in Section 2 on an individual basis.

Competent authorities should ensure that branches of third-country investment firms established in their Member State submit to them their high-earners data as set out in Section 2.