393. In accordance with Article 39(2), points (e) and (f) of Directive (EU) 2019/2034, competent …

In accordance with Article 39(2), points (e) and (f) of Directive (EU) 2019/2034, competent authorities may require the investment firm to:

• a. restrict or limit the business, operations or network;
• b. request the divestment of activities that pose excessive risk to the financial soundness of the investment firm;
• c. reduce the risk inherent in the activities, products (including exposure to complex products and transactions, level of concentration risk) and systems including outsourced activities.

Risk-to-market

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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