+393. In accordance with Article 39(2), points (e) and (f) of Directive (EU) 2019/2034, competent …

393. In accordance with Article 39(2), points (e) and (f) of Directive (EU) 2019/2034, competent …

In accordance with Article 39(2), points (e) and (f) of Directive (EU) 2019/2034, competent authorities may require the investment firm to:

  • a. restrict or limit the business, operations or network;
  • b. request the divestment of activities that pose excessive risk to the financial soundness of the investment firm;
  • c. reduce the risk inherent in the activities, products (including exposure to complex products and transactions, level of concentration risk) and systems including outsourced activities.

Risk-to-market

1. Ülevaade

,
Pealkiri Regulatsioon

1.1 Viited

1.2 Tuvastatud nõuded

1.3 Seotud standardid

2. Tuvastatud nõuded

Nõuded
Allikas Nõue

3. Seotud standardid

Standardid
Allikas Nõue
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