+393. In accordance with Article 39(2), points (e) and (f) of Directive (EU) 2019/2034, competent …

393. In accordance with Article 39(2), points (e) and (f) of Directive (EU) 2019/2034, competent …

In accordance with Article 39(2), points (e) and (f) of Directive (EU) 2019/2034, competent authorities may require the investment firm to:

  • a. restrict or limit the business, operations or network;
  • b. request the divestment of activities that pose excessive risk to the financial soundness of the investment firm;
  • c. reduce the risk inherent in the activities, products (including exposure to complex products and transactions, level of concentration risk) and systems including outsourced activities.

Risk-to-market

1. Pārskats

,
Nosaukums Regulējums

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/