428. Competent authorities responsible for the prudential supervision of entities of a cross-border …

Competent authorities responsible for the prudential supervision of entities of a cross-border investment firms group should, when imposing supervisory or administrative measures including sanctions on investment firms for their failure to address deficiencies related to ML/TF risks adequately, liaise with the relevant AML/CFT supervisors.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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