428. Competent authorities responsible for the prudential supervision of entities of a cross-border …

Competent authorities responsible for the prudential supervision of entities of a cross-border investment firms group should, when imposing supervisory or administrative measures including sanctions on investment firms for their failure to address deficiencies related to ML/TF risks adequately, liaise with the relevant AML/CFT supervisors.

1. Pārskats

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/