4.4 Information to be provided

For the purpose of the assessment for the exemption, competent authorities should use all relevant information, such as, where available: (i) regulatory reporting, (ii) accounting and financial reporting, (iii) the investment firm’s internal accounts, (iv) ILAAP and ICAAP conclusions, (v) the investment firm’s wind -down plans.

Competent authorities should request any additional information or evidence to ensure that the investment firm seeking the exemption is not exposed to liquidity risk.

In the event of a material change in the information submitted with the request for exemption, an investment firm should without delay resubmit the amended information.