9. Paragraph 3 is replaced as follows: ‘6. These guidelines apply to competent authorities’ …

Paragraph 3 is replaced as follows:

‘6. These guidelines apply to competent authorities’ assessment of the equivalence of the confidentiality regime to which the third-country supervisory authorities listed in the An-nex are subject to for the following purposes:

11 Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institu-tions and investment firms, amending Directive 2002/87/EC and repealing Directives

2006/48/EC and 2006/49/EC (OJ L 176 27.6.2013, p. 338, ELI : http://data.eu-

ropa.eu/eli/dir/2013/36/oj).

12 Directive (EU) 2015/2366 of the European Parliament and of the Council of 25 November 2015 on payment services in the internal market, amending Directives 2002/65/EC, 2009/110/EC and 2013/36/EU and Regulation (EU) No 1093/2010, and repealing Directive

2007/64/EC (OJ L 337 23.12.2015, p. 35, ELI: http://data.europa.eu/eli/dir/2015/2366/oj ).

13 Directive (EU) 2015/849 of the European Parliament and of the Council of 20 May 2015 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing, amending Regulation (EU) No 648/2012 of the European Parliament and of the Council, and repealing Directive 2005/60/EC of the European Parliament and of the Council and Commission Directive 2006/70/EC ( OJ L 141, 5.6.2015, p. 73, ELI: http://data.eu-

ropa.eu/eli/dir/2015/849/oj ).

14 Directive 2014/59/EU of the European Parliament and of the Council of 15 May 2014 establishing a framework for the recovery and resolution of credit institutions and invest-ment firms and amending Council Directive 82/891/EEC, and Directives 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and 2013/36/EU, and Regulations (EU) No 1093/2010 and (EU) No 648/2012, of the European

Parliament and of the Council ( OJ L 173, 12.6.2014, p. 190, ELI: http://data.eu-

ropa.eu/eli/dir/2014/59/oj ).

15 Regulation (EU) 2023/1114 of the European Parliament and of the Council of 31 May 2023 on markets in crypto-assets, and amending Regulations (EU) No 1093/2010 and (EU) No 1095/2010 and Directives 2013/36/EU and (EU) 2019/1937 (OJ L 150, 9.6.2023, p. 40,

ELI: http://data.europa.eu/eli/reg/2023/1114/oj ).

• a. in order to conclude cooperation arrangements with the third-country authority in ac-cordance with Article 55 of Directive 2013/36/EU and Article 107(5) of Regula-tion (EU) 2023/114 also for the purposes of Article 24 of Directive (EU) 2015/2366 and Article 57a (5) of Directive (EU) 2015/849, or in accordance with Article 97 and 98 (1) of Directive 2014/59/EU; and
• b. in order to enable the participation of the third-country authority in supervisory and resolution colleges in accordance with Article 116 (6) of Directive 2013/36/EU and Ar-ticles 88 and 89 of Directive 2014/59/EU; and in AML/CFT colleges in accordance with Chapter VI, Section 3, Subsection IIIa of Directive (EU) 2015/849 and the AML/CFT Col-leges Guidelines¹⁶ .’

¹⁶ Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 be-tween competent authorities supervising credit and financial institutions (the AML/CFT Colleges Guidelines) of 16 December 2019, (JC 2019/81).

1. Overview

1.1 References

• Article 24 Professional secrecy

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/