+Article 56 3

Article 56 3

3.   Member States shall ensure that the supervisors are able, by means of the administrative measures referred to in paragraph 2, in particular to:

(a)

require the provision of any data or information necessary for the fulfilment of their tasks pursuant to this Chapter without undue delay, to require the submission of any document, or impose additional or more frequent reporting requirements;

(b)

require the reinforcement of the internal policies, procedures and controls;

(c)

require the obliged entity to apply a specific policy or requirements relating to categories of or individual clients, transactions, activities or delivery channels that pose high risks;

(d)

require the implementation of measures to bring about the reduction of the money laundering or terrorist financing risks inherent in the activities and products of the obliged entity;

(e)

impose a temporary ban against any person discharging managerial responsibilities in an obliged entity, or any other natural person who has been held responsible for the breach from exercising managerial functions in obliged entities.

1. Resumen

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1.1 Referencias

1.2 Requisitos identificados

1.3 Estándares relacionados

2. Requisitos identificados

Requisitos

3. Estándares relacionados

Estándares
  • Builddate: 19.06.2024 00:00:00 -Doknr: CELEX:32024L1640
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