+403. In accordance with Article 39(2), point (b) of Directive (EU) 2019/2034, competent authorities …

403. In accordance with Article 39(2), point (b) of Directive (EU) 2019/2034, competent authorities …

In accordance with Article 39(2), point (b) of Directive (EU) 2019/2034, competent authorities may require action to be taken to address deficiencies identified with regard to the investment firm’s ability to identify, measure, monitor and control liquidity risk, by means including:

  • a. enhancing its stress-testing capacity to improve its ability to identify and quantify material sources of liquidity risk to the investment firm;
  • b. enhancing its ability to monetise its liquid assets;
  • c. enhancing its liquidity contingency plan and liquidity early warning indicators framework; and/or
  • d. enhancing reporting of liquidity management information to the investment firm’s management body and senior management.

1. Ülevaade

,
Pealkiri Regulatsioon

1.1 Viited

1.2 Tuvastatud nõuded

1.3 Seotud standardid

2. Tuvastatud nõuded

Nõuded
Allikas Nõue

3. Seotud standardid

Standardid
Allikas Nõue
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/