+403. In accordance with Article 39(2), point (b) of Directive (EU) 2019/2034, competent authorities …

403. In accordance with Article 39(2), point (b) of Directive (EU) 2019/2034, competent authorities …

In accordance with Article 39(2), point (b) of Directive (EU) 2019/2034, competent authorities may require action to be taken to address deficiencies identified with regard to the investment firm’s ability to identify, measure, monitor and control liquidity risk, by means including:

  • a. enhancing its stress-testing capacity to improve its ability to identify and quantify material sources of liquidity risk to the investment firm;
  • b. enhancing its ability to monetise its liquid assets;
  • c. enhancing its liquidity contingency plan and liquidity early warning indicators framework; and/or
  • d. enhancing reporting of liquidity management information to the investment firm’s management body and senior management.

1. Pārskats

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Nosaukums Regulējums

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība
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