+Article 98
---+Article 98 1.
---+Article 98 2.
---+Article 98 3.
---+Article 98 4.

Article 98

1. Forbhreathnú

,
Article 98 1.

The competent authorities shall be given all supervisory and investigatory powers that are necessary for the exercise of their functions. Such powers shall be exercised:

(a) 

directly;

(b) 

in collaboration with other authorities;

(c) 

under the responsibility of the competent authorities, by delegation to entities to which tasks have been delegated; or

(d) 

by application to the competent judicial authorities.
Article 98 2.

Under paragraph 1, competent authorities shall have the power, at least, to:

(a) 

access any document in any form and receive a copy thereof;

(b) 

require any person to provide information and, if necessary, to summon and question a person with a view to obtaining information;

(c) 

carry out on-site inspections;

▼M4

(d) 

require:

(i) 

in so far as permitted by national law, existing data traffic records held by a telecommunications operator, where there is a reasonable suspicion of an infringement and where such records may be relevant to an investigation into infringements of this Directive;

(ii) 

existing recordings of telephone conversations or electronic communications or other data traffic records held by UCITS, management companies, investment companies, depositaries or any other entities regulated by this Directive;

▼B

(e) 

require the cessation of any practice that is contrary to the provisions adopted in the implementation of this Directive;

(f) 

request the freezing or the sequestration of assets;

(g) 

request the temporary prohibition of professional activity;

(h) 

require authorised investment companies, management companies or depositaries to provide information;

(i) 

adopt any type of measure to ensure that investment companies, management companies or depositaries continue to comply with the requirements of this Directive;

(j) 

require the suspension of the issue, repurchase or redemption of units in the interest of the unit-holders or of the public;

(k) 

withdraw the authorisation granted to a UCITS, a management company or a depositary;

(l) 

refer matters for criminal prosecution; and

(m) 

allow auditors or experts to carry out verifications or investigations.
Article 98 3.
Féadfaidh údaráis inniúla Bhallstát óstach an GCUI, i gcás ina bhfuil forais réasúnacha acu déanamh amhlaidh, a iarraidh ar údaráis inniúla Bhallstát baile an GCUI cumhachtaí a fheidhmiú, gan mhoill, de bhun mhír 2, cé is moite de phointe (j) den mhír sin, agus na cúiseanna lena n-iarraidh á sonrú ar bhealach chomh sonrach agus is féidir, agus ESMA agus, má tá rioscaí féideartha ann do chobhsaíocht agus sláine an chórais airgeadais, BERS á gcur ar an eolas ina leith sin.

Déanfaidh údaráis inniúla Bhallstát óstach an GCUI údaráis inniúla Bhallstát baile an GCUI, ESMA agus, má tá rioscaí féideartha ann do chobhsaíocht agus sláine an chórais airgeadais, BERS a chur ar an eolas, gan moill mhíchuí, faoi na cumhachtaí arna bhfeidhmiú agus faoina dtorthaí.
Article 98 4.
Féadfaidh ESMA a iarraidh ar na húdaráis inniúla mínithe a chur faoi bhráid ESMA, gan moill mhíchuí, i ndáil le cásanna sonracha atá ina mbagairt thromchúiseach ar chosaint infheisteoirí, ar fheidhmiú ordúil agus sláine na margaí airgeadais nó ar chobhsaíocht an chórais airgeadais ina iomláine nó cuid den chóras airgeadais san Aontas.

1.1 Tagairtí

1.2 Ceanglais aitheanta

1.3 Caighdeáin ghaolmhara

2. Ceanglais aitheanta

Ceanglais

3. Caighdeáin ghaolmhara

Caighdeáin
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