+3. EBA Guidelines on the treatment of shareholders in bail-in or the writedown and conversion of capital instruments
---+1. In accordance with Article 16(3) of the EBA Regulation, competent authorities must notify the …
---+2. Notifications will be published on the EBA website, in line with Article 16(3).
---+Title I – Subject matter, scope and definitions
------+1. Subject matter
---------+3. Scope and level of application These guidelines are addressed to resolution authorities when …
---+Title II – Guidelines on the circumstances in which it is appropriate to cancel, transfer, or severely dilute shares or other instruments of ownership
------+1. Circumstances related to the valuation of the firm’s assets and liabilities 1.1. Before applying …
------+2. Circumstances other than those related to the valuation of the firm’s assets and liabilities …
---+Title III – Final provisions and implementation

3. EBA Guidelines on the treatment of shareholders in bail-in or the writedown and conversion of capital instruments

Status of these Guidelines

This document contains draft guidelines issued pursuant to Article 16 of Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC as subsequently amended by Regulation (EU) No 1022/2013 (the EBA Regulation). In accordance with Article 16(3) of the EBA Regulation, competent authorities and financial institutions must make every effort to comply with the guidelines.

Guidelines set out the EBA’s view of appropriate supervisory practices within the European System of Financial Supervision or of how Union law should be applied in a particular area. The EBA therefore expects all competent authorities and financial institutions to whom guidelines are addressed to comply with guidelines. Competent authorities to whom guidelines apply should comply by incorporating them into their supervisory practices as appropriate (e.g. by amending their legal framework or their supervisory processes), including where guidelines are directed primarily at institutions.

Reporting Requirements

1. Forbhreathnú

Teideal	Rialáil
1. In accordance with Article 16(3) of the EBA Regulation, competent authorities must notify the …	In accordance with Article 16(3) of the EBA Regulation, competent authorities must notify the EBA as to whether they comply or intend to comply with these guidelines, or otherwise with reasons for non-compliance, by two months after publication of the final translation. In the absence of any notification by this deadline, competent authorities will be considered by the EBA to be non-compliant. Notifications should be sent by submitting the form provided at Section 5 to compliance@eba.europa.eu with the reference ‘EBA/GL/2017/04’. Notifications should be submitted by persons with appropriate authority to report compliance on behalf of their competent authorities.
2. Notifications will be published on the EBA website, in line with Article 16(3).	Notifications will be published on the EBA website, in line with Article 16(3).
Title I – Subject matter, scope and definitions	Title I – Subject matter, scope and definitions
Title II – Guidelines on the circumstances in which it is appropriate to cancel, transfer, or severely dilute shares or other instruments of ownership	Title II – Guidelines on the circumstances in which it is appropriate to cancel, transfer, or severely dilute shares or other instruments of ownership
Title III – Final provisions and implementation	These guidelines should be implemented into national resolution practices by relevant resolution authorities by 6 months after publication.

1.1 Tagairtí

1.2 Ceanglais aitheanta

1.3 Caighdeáin ghaolmhara

2. Ceanglais aitheanta

Ceanglais
Foinse	Ceanglas

3. Caighdeáin ghaolmhara

Caighdeáin
Foinse	Ceanglas

EBA - Published by the European Banking Authority at https://www.eba.europa.eu/