+Članak 50. Obveza suradnje
---+Članak 50. 1.
---+Članak 50. 2.
---+Članak 50. 3.
---+Članak 50. 4.
---+Članak 50. 5.
---+Article 50 5a.
---+Article 50 5b.
---+Article 50 5c.
---+Article 50 5d.
---+Article 50 5e.
---+Article 50 5f.
---+Article 50 5g.
---+Članak 50. 5h.
---+Članak 50. 6.
---+Članak 50. 7.
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Članak 50. Obveza suradnje
1. Pregled
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Regulativa |
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Članak 50. 1.
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Nadležna tijela država članica međusobno surađuju i s ESMA-om te ESRB-om, kad god je to potrebno radi obavljanja njihovih dužnosti u skladu s ovom Direktivom ili radi izvršavanja njihovih ovlasti na temelju ove Direktive ili na temelju nacionalnog prava.
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Članak 50. 2.
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Države članice olakšavaju suradnju predviđenu ovim odjeljkom.
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Članak 50. 3.
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Nadležna tijela koriste svoje ovlasti u svrhu suradnje, čak i u slučajevima kad postupanje koje je predmet istrage ne predstavlja kršenje niti jednog propisa koji je na snazi u njihovim vlastitim državama članicama.
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Članak 50. 4.
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Nadležna tijela država članica bez odgode dostavljaju jedno drugom i ESMA-i informacije koje su im potrebne za obavljanje njihovih dužnosti u skladu s ovom Direktivom. Nadležna tijela matične države članice prosljeđuju državama članicama domaćinima dotičnog UAIF-a presliku mjerodavnih postupaka suradnje koje su zaključila u skladu člancima 35., 37. i/ili 40. Nadležna tijela matične države članice u skladu s postupcima koji se odnose na važeće regulatorne tehničke standarde koji se navode u članku 35. stavku 14., članku 37. stavku 17. ili članku 40. stavku 14., prosljeđuju informacije o UAIF-u primljene od nadzornih tijela trećih zemalja u skladu s postupcima suradnje s takvim nadzornim tijelima, ili gdje je to bitno, u skladu s člankom 45. stavkom 6. ili 7., nadležnim tijelima države članice domaćina dotičnog UAIF-a. Ako nadležna tijela države članice domaćina smatraju da sadržaj postupka suradnje koje je zaključila matična država članica dotičnog UAIF-a u skladu s člancima 35., 37. ili 40., nije u skladu s onim što se zahtijeva na temelju važećih regulatornih tehničkih standarda, dotična nadležna tijela mogu uputiti predmet ESMA-i, koja može postupiti u skladu s ovlastima koje su joj dodijeljene na temelju članka 19. Uredbe (EU) br. 1095/2010.
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Članak 50. 5.
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Kad nadležna tijela jedne države članice imaju opravdane razloge za sumnju da je UAIF, koji ne podliježe nadzoru tih nadležnih tijela, počinio ili čini radnje koje su u suprotnosti s ovom Direktivom, ona o tome što je detaljnije moguće obavješćuju ESMA-u i nadležna tijela matične države članice i države članice domaćina dotičnog UAIF-a. Nadležna tijela koja primaju takvu obavijest poduzimaju primjerene mjere i obavješćuju ESMA-u i nadležna tijela koja šalju takvu obavijest o ishodu tih mjera i, u mjeri u kojoj je to moguće, o značajnim događajima u međuvremenu. Ovaj stavak ne dovodi u pitanje ovlasti nadležnog tijela koje šalje obavijest.
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Article 50 5a.
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Where the competent authorities of the home Member State of an AIFM exercise powers pursuant to Article 46(2), point (j), they shall notify the competent authorities of the host Member State of the AIFM, ESMA and, if there are potential risks to the stability and integrity of the financial system, the ESRB thereof.
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Article 50 5b.
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The competent authorities of the host Member State of an AIFM may request the competent authorities of the home Member State of the AIFM to exercise powers pursuant to Article 46(2), point (j), specifying the reasons for the request and informing ESMA and, if there are potential risks to the stability and integrity of the financial system, the ESRB thereof.
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Article 50 5c.
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Where the competent authorities of the home Member State of the AIFM do not agree with the request referred to in paragraph 5b, they shall inform the competent authorities of the host Member State of the AIFM, ESMA and, where the ESRB was informed of that request pursuant to paragraph 5b, the ESRB thereof, stating the reasons for the disagreement.
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Article 50 5d.
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On the basis of the information received pursuant to paragraphs 5b and 5c, ESMA shall issue without undue delay an opinion to the competent authorities of the home Member State of the AIFM on the exercise of powers pursuant to Article 46(2), point (j). ESMA shall communicate that opinion to the competent authorities of the host Member State of the AIFM.
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Article 50 5e.
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Where the competent authorities of the home Member State of the AIFM do not act in accordance with ESMA’s opinion referred to in paragraph 5d, or do not intend to comply with that opinion, they shall inform ESMA and the competent authorities of the host Member State of the AIFM thereof, stating the reasons for their non-compliance or intention not to comply. In the event of a serious threat to investor protection, to the orderly functioning and integrity of financial markets or to the stability of the whole or part of the financial system in the Union, and unless such publication conflicts with the legitimate interests of the AIF’s unit-holders or shareholders or of the public, ESMA may publish the fact that the competent authorities of the home Member State of the AIFM do not comply or do not intend to comply with its opinion, together with the reasons provided by those competent authorities for their non-compliance or intention not to comply. ESMA shall analyse whether the benefits of publication would outweigh the amplification of the threats to investor protection, to the orderly functioning and integrity of financial markets or to the stability of the whole or part of the financial system in the Union resulting from that publication and shall give the competent authorities of the home Member State of the AIFM advance notice of such publication.
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Article 50 5f.
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The competent authorities of the host Member State of an AIFM may, where they have reasonable grounds for doing so, request the competent authorities of the home Member State of the AIFM to exercise, without delay, powers pursuant to Article 46(2), other than point (j) of that paragraph, specifying the reasons for their request in as specific a manner as possible and informing ESMA and, if there are potential risks to the stability and integrity of the financial system, the ESRB thereof. The competent authorities of the home Member State of the AIFM shall, without undue delay, inform the competent authorities of the host Member State of the AIFM, ESMA and, if there are potential risks to stability and integrity of the financial system, the ESRB, of the powers exercised and of their findings.
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Article 50 5g.
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Where a Member State has exercised the derogation allowing the appointment of a depositary established in another Member State as set out in Article 21(5a), and where the competent authorities of the home Member State of an AIF or, where the AIF is not regulated, the competent authorities of the home Member State of the AIFM that manages the AIF, have reasonable grounds to suspect that acts contrary to this Directive are being or have been carried out by a depositary not subject to the supervision of those competent authorities, those competent authorities shall without delay notify ESMA and the competent authorities of the depositary concerned thereof in as specific a manner as possible. The recipient competent authorities shall take appropriate action and shall inform ESMA and the notifying competent authorities of the outcome of that action. This paragraph shall be without prejudice to the competences of the notifying competent authorities.
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Članak 50. 5h.
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ESMA može od nadležnih tijela zatražiti da joj bez neopravdane odgode dostave objašnjenja u vezi s posebnim slučajevima koji predstavljaju ozbiljnu prijetnju zaštiti ulagatelja, urednom funkcioniranju i cjelovitosti financijskih tržišta ili stabilnosti cijelog financijskog sustava Unije ili njegova dijela.
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Članak 50. 6.
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►M9
Kako bi se osigurala jedinstvena primjena ove Direktive u pogledu razmjene informacija, ESMA može izraditi nacrt provedbenih tehničkih standarda kako bi odredila postupke razmjene informacija između relevantnih nadležnih tijela, europskih nadzornih tijela, ESRB-a i članova ESSB-a, podložno odredbama ove Direktive koje se primjenjuju. ◄
Komisiji se dodjeljuju ovlasti da donese provedbene tehničke standarde iz prvog podstavka u skladu s člankom 15. Uredbe (EU) br. 1095/2010.
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Članak 50. 7.
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Do 16. travnja 2026. ESMA izrađuje smjernice kojima se nadležna tijela usmjeravaju pri izvršavanju ovlasti iz članka 46. stavka 2. točke (j) i u kojima se navode situacije koje bi mogle dovesti do iznošenja zahtjeva iz stavaka 5.b i 5.f. Pri izradi tih smjernica ESMA razmatra mogući učinak takve nadzorne intervencije na zaštitu ulagatelja i financijsku stabilnost u drugoj državi članici ili Uniji. U tim bi smjernicama trebalo uvažiti činjenicu da primarna odgovornost za upravljanje rizikom likvidnosti ostaje na UAIF-ima.
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1.1 Reference
1.2 Utvrđeni zahtjevi
1.3 Povezani standardi
2. Utvrđeni zahtjevi
3. Povezani standardi
- Builddate: 16.04.2027 00:00:00 -Doknr: CELEX:32011L0061
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