417. When applying the SREP and these guidelines to investment firms groups, competent authorities …

When applying the SREP and these guidelines to investment firms groups, competent authorities should assess the viability of the group as a whole, as well as its individual entities, while seeking to avoid the unnecessary duplication of supervisory requirements. This can be done by dividing the process into two stages: (1) competent authorities make an initial assessment of entities under their direct supervision, and (2) competent authorities coordinate the assessment, where established within the framework of colleges of supervisors pursuant to the requirements of Articles 48(2) and Article 49 of Directive (EU) 2019/2034.

1. Pārskats

1.1 Atsauces

• Article 49 Cooperation requirements

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

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