+4. pants 2.

4. pants 2.

Šā panta 1. punktā minētā IKT aktīvu pārvaldības politika:

a) 

paredz saskaņā ar Regulas (ES) 2022/2554 8. panta 1. punktu identificēto un klasificēto IKT aktīvu aprites cikla uzraudzību un pārvaldību;

b) 

paredz, ka finanšu vienības veic uzskaiti par visu turpmāk minēto:

i) 

katra IKT aktīva unikālais identifikators;

ii) 

informācija par visu IKT aktīvu fizisko vai loģisko atrašanās vietu;

iii) 

visu IKT aktīvu klasifikācija, kā minēts Regulas (ES) 2022/2254 8. panta 1. punktā;

iv) 

IKT aktīvu īpašnieku identitāte;

v) 

IKT aktīva atbalstītās uzņēmējdarbības funkcijas vai pakalpojumi;

vi) 

IKT darbības nepārtrauktības prasības, tajā skaitā atgūšanas laika mērķi un atgūšanas punkta mērķi;

vii) 

vai IKT aktīvs var būt vai ir pakļauts ārējiem tīkliem, tajā skaitā internetam;

viii) 

saiknes un savstarpējā atkarība starp IKT aktīviem un uzņēmējdarbības funkcijām, kas izmanto katru IKT aktīvu;

ix) 

attiecīgā gadījumā par visiem IKT aktīviem – trešo personu, kas sniedz pakalpojumus, parasto, paplašināto un pielāgoto atbalsta pakalpojumu beigu datumi, pēc kuriem šos IKT aktīvus to piegādātājs vai trešā persona, kas sniedz IKT pakalpojumus, vairs neatbalsta;

c) 

attiecībā uz finanšu vienībām, kas nav mikrouzņēmumi, paredz, ka šīm finanšu vienībām jāveic tās informācijas uzskaite, kas nepieciešama, lai veiktu īpašu IKT riska novērtējumu par visām mantotajām IKT sistēmām, kas minētas Regulas (ES) 2022/2554 8. panta 7. punktā.

1. Pārskats

,

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības

3. Saistītie standarti

Standarti
NOREA Resilient Systems

Use and maintain ICT systems, protocols, and tools that are up to date and:

  • Tailored to the magnitude of ICT operations
  • Reliable
  • Equipped with sufficient capacity to accurately process data and to deal with peak orders, message or transaction volumes as needed
  • Technologically resilient to deal with additional processing needs under stressed market conditions or other adverse market conditions
NOREA Inventory Management

Keep an inventory of (ICT) assets, monitor their life-cycle and update it periodically and upon every major change in the network, the IT infrastructure, and processes and procedures supporting business functions. Keep records of the following for each ICT asset: unique identifier, location (physical or logical), asset classification, identity of asset owner, information for specific risk assessment on legacy systems, business functions or services supported, business continuity requirements (e.g., RTO, RPO), exposure to external networks, including the internet, links and interdependencies among assets and business functions using each asset, and the end dates of the ICT third-party service provider’s regular, extended and custom support services after which it is no longer supported by its supplier or by an ICT third-party service provider.

Ideally, inventory management is perfomed in an automated and continuous fashion.
NOREA Asset Classification and Documentation

Identify, classify and document all ICT-supported business functions, including the assets supporting them, and detail the roles and dependencies of these assets in relation to ICT risk. Additionally, identify and document all ICT-supported business functions dependent on ICT third-party service providers, and identify the services provided by third-party providers that support critical or important business functions. Make a mapping of critical (ICT) assets based on a criticality assessment, which must include network resources, hardware equipment, and resources on remote sites. This mapping should also incorporate the configuration of assets and their links and interdependencies with other assets. The criticality assessment should follow clear criteria to evaluate the ICT risk related to business functions, taking into account the potential impact of confidentiality, integrity, and availability losses. Review the adequacy of this classification and documentation at least on a yearly basis, ensuring it meets the requirements for maintaining accurate and up-to-date asset records.