+Artikolu 6 Estensjonijiet materjali u bidliet fl-AMA
---+Article 6 1.
---+Article 6 2.
---+Article 6 3.

Artikolu 6 Estensjonijiet materjali u bidliet fl-AMA

Artikolu 6

Estensjonijiet materjali u bidliet fl-AMA

1. Estensjonijiet u bidliet fl-AMA jitqiesu bħala materjali jekk jissodisfaw kwalunkwe mill-kondizzjonijiet li ġejjin:

(a)

jekk jaqgħu taħt kwalunkwe estensjoni deskritta fl-Anness II, il-Parti I, it-Taqsima 1;

(b)

jekk jaqgħu taħt kwalunkwe bidla deskritta fl-Anness II, il-Parti II, it-Taqsima 1;

(c)

jekk jirriżultaw f'waħda minn dawn li ġejjin:

(i)

fi tnaqqis ta' 10 % jew aktar ta' xi waħda minn dawn li ġejjin:

—

ir-rekwiżiti kumplessivi ta' fondi proprji konsolidati tal-istituzzjoni prinċipali tal-UE għar-riskju operazzjonali;

—

ir-rekwiżiti kumplessivi ta' fondi proprji għar-riskju operazzjonali fil-każ ta' istituzzjoni li la tkun istituzzjoni prinċipali, u lanqas sussidjarja;

(ii)

fi tnaqqis ta' 10 % jew aktar ta' xi waħda minn dawn li ġejjin:

—

ir-rekwiżiti ta' fondi proprji kumplessivi għar-riskju operazzjonali fil-livell konsolidat ta' istituzzjoni prinċipali li ma tkunx istituzzjoni prinċipali tal-UE;

—

ir-rekwiżiti ta' fondi proprji kumplessivi għar-riskju operazzjonali ta' sussidjarja fejn l-istituzzjoni prinċipali ma tkunx irċeviet il-permess biex tuża l-AMA.

2. Għall-finijiet tal-paragrafu (1)(c)(i), u skont l-Artikolu 3(2), l-impatt ta' kwalunkwe estensjoni jew bidla jiġi vvalutat bħala proporzjon ikkalkulat kif ġej:

(a)

fin-numeratur, id-differenza fir-rekwiżiti ta' fondi proprji għar-riskju operazzjonali assoċjat mal-ambitu ta' applikazzjoni tal-mudell AMA qabel u wara l-estensjoni jew il-bidla fil-livell konsolidat tal-istituzzjoni prinċipali tal-UE jew fil-livell tal-istituzzjoni li la hija istituzzjoni prinċipali, u lanqas sussidjarja;

(b)

fid-denominatur, ir-rekwiżiti ta' fondi proprji kumplessivi għar-riskju operazzjonali qabel l-estensjoni jew il-bidla fil-livell konsolidat tal-istituzzjoni prinċipali tal-UE jew, rispettivament, fil-livell tal-istituzzjoni li la hija istituzzjoni prinċipali, u lanqas sussidjarja.

Il-kalkolu jirreferi għall-istess waqt ta' żmien partikolari.

Id-determinazzjoni tal-impatt fuq ir-rekwiżiti ta' fondi proprji tirreferi biss għall-impatt tal-estensjoni u l-bidla fl-AMA, u għalhekk il-profil tal-riskju operazzjonali jitqies li se jibqa' kostanti.

3. Għall-finijiet tal-paragrafu (1)(c)(ii), u skont l-Artikolu 3(2), l-impatt ta' kwalunkwe estensjoni jew bidla jiġi vvalutat bħala proporzjon ikkalkulat kif ġej:

(a)

fin-numeratur, id-differenza fir-rekwiżiti ta' fondi proprji għar-riskju operazzjonali assoċjat mal-ambitu tal-applikazzjoni tal-mudell qabel u wara l-estensjoni jew il-bidla fil-livell konsolidat ta' istituzzjoni prinċipali li ma tkunx istituzzjoni prinċipali tal-UE jew fil-livell sussidjarju fejn l-istituzzjoni prinċipali ma tkunx irċeviet il-permess li tuża l-AMA;

(b)

fid-denominatur, ir-rekwiżiti ta' fondi proprji kumplessivi għar-riskju operazzjonali qabel l-estensjoni jew il-bidla fil-livell konsolidat ta' istituzzjoni prinċipali li ma tkunx istituzzjoni prinċipali tal-UE jew, rispettivament, fil-livell sussidjarju fejn l-istituzzjoni prinċipali ma tkunx irċeviet il-permess li tuża l-AMA.

Il-kalkolu jirreferi għall-istess waqt ta' żmien partikolari.

1. Ħarsa ġenerali

Article 6 1.

Extensions and changes to the AMA shall be considered material, if they fulfil any of the following conditions:

(a)

they fall under any extensions described in Annex II, Part I, Section 1;

(b)

they fall under any changes described in Annex II, Part II, Section 1;

(c)

they result in either of the following:

(i)

in a decrease of 10 % or more of either of the following:

—

the overall EU parent institution's consolidated own funds requirements for operational risk,

—

the overall own funds requirements for operational risk in the case of an institution which is neither a parent institution, nor a subsidiary;

(ii)

in a decrease of 10 % or more of either of the following:

—

the overall own funds requirements for operational risk at the consolidated level of a parent institution which is not an EU parent institution,

—

the overall own funds requirements for operational risk of a subsidiary where the parent institution has not received the permission to use the AMA.

Article 6 2.

For the purposes of paragraph (1)(c)(i), and in accordance with Article 3(2), the impact of any extension or change shall be assessed as a ratio calculated as follows:

(a)

in the numerator, the difference in the own funds requirements for operational risk associated with the scope of application of the AMA model before and after the extension or change at the EU parent institution's consolidated level or at the institution level which is neither a parent institution, nor a subsidiary;

(b)

in the denominator, the overall own funds requirements for operational risk before the extension or change at the EU parent institution's consolidated level or, respectively, at the institution level which is neither a parent institution, nor a subsidiary.

The calculation shall refer to the same point in time.

The determination of the impact on the own funds requirements shall refer only to impact of the extension and change to the AMA, and therefore the operational risk profile shall be assumed to remain constant.

Article 6 3.

For the purposes of paragraph (1)(c)(ii), and in accordance with Article 3(2), the impact of any extension or change shall be assessed as a ratio calculated as follows:

(a)

in the numerator, the difference in the own funds requirements for operational risk associated with the scope of application of the model before and after the extension or change at the consolidated level of a parent institution which is not an EU parent institution or at the subsidiary level where the parent institution has not received the permission to use the AMA;

(b)

in the denominator, the overall own funds requirements for operational risk before the extension or change at the consolidated level of a parent institution which is not an EU parent institution or, respectively, at the subsidiary level where the parent institution has not received the permission to use the AMA.

The calculation shall refer to the same point in time.

1.1 Referenzi

1.2 Rekwiżiti identifikati

1.3 Standards relatati

2. Rekwiżiti identifikati

Rekwiżiti
Sors	Rekwiżit

3. Standards relatati

Standards
Sors	Rekwiżit

Builddate: 09.07.2015 00:00:00 -Doknr: CELEX:32014R0529
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