+13. Competent authorities should consider the SREP an ongoing process that integrates the outcome …

13. Competent authorities should consider the SREP an ongoing process that integrates the outcome …

Competent authorities should consider the SREP an ongoing process that integrates the outcome of all the supervisory activities and all available sources of information into a comprehensive supervisory overview of an institution. The SREP should include consideration of the following:

  • a. the outcome of previous SREP assessments, business model analysis and ongoing off-site supervision;
  • b. i nstitution’s financial reporting, strategic plan(s), regulatory reporting (common reporting – COREP, financial reporting – FINREP, and credit register, where available) and internal reporting (e.g. management information, capital and liquidity reporting, internal risk reports);
  • c. i nstitution’s ICAAP/ILAAP and recovery planning arrangements;
  • d. on-site inspections;
  • e. internal model assessments;
  • f. targeted deep-dive analysis;
  • g. horizontal thematic reviews;
  • h. stress testing analysis;
  • i. third-party reports (e.g. audit reports, reports by equity/credit analysts);
  • j. other relevant sectoral or macroeconomic studies/surveys.

2.1.1. Categorisation of institutions

1. Overzicht

,

1.1 Referenties

1.2 Geïdentificeerde eisen

1.3 Gerelateerde standaarden

2. Geïdentificeerde eisen

Eisen

3. Gerelateerde standaarden

Standaarden
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.