+28. Holding financial instruments can be considered as not giving rise to conflicts of interest or …
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28. Holding financial instruments can be considered as not giving rise to conflicts of interest or …
Holding financial instruments can be considered as not giving rise to conflicts of interest or as amounting to trading where all the following conditions are met: - a) the financial instruments are issued by an institution which is a mutual, cooperative society, savings bank, credit institution established to provide services to a competent authority’s staff and former staff, or a similar institution;
- b) holding the financial instruments is necessary in order to access the normal banking and other services of the institution;
- c) the level of financial interest in the institution arising from the holding can be considered negligible;
- d) investment or divestment operations of the financial instruments may only take place between the members of the institution or through the institution itself.
1. Översikt
1.1 Referenser
1.2 Identifierade krav
1.3 Relaterade standarder
2. Identifierade krav
3. Relaterade standarder
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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