152. Without prejudice to national law implementing Directive (EU) 2015/849, institutions should …

Without prejudice to national law implementing Directive (EU) 2015/849, institutions should assign the r esponsibility for ensuring the institution’s compliance with the requirements of that directive and the institution’s policies and procedures to a staff member (e.g. head of compliance). Institutions may establish a separate AML/CTF compliance function as an independent control function. The person responsible for AML/CTF should, where necessary, be able to report directly to the management body in its management and its supervisory function.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.