+Article 15 Use of internal testers
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---+Article 15 2
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Article 15 Use of internal testers
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1. Overview
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Regulation |
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Article 15 1
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1. Financial entities shall establish all of the following arrangements for the use of internal testers:
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(a)
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the establishment and implementation of a policy for the management of internal testers in a TLPT;
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(b)
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measures to ensure that the use of internal testers to perform a TLPT does not negatively impact the financial entity’s general defensive or resilience capabilities regarding ICT-related incidents or significantly impacts the availability of resources devoted to ICT-related tasks during a TLPT;
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(c)
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measures to ensure that internal testers have sufficient resources and capabilities to perform a TLPT.
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The policy referred to in point (a) shall:
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(a)
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contain criteria to assess suitability, competence, potential conflicts of interest of the internal testers and specify management responsibilities in the testing process;
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(b)
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be documented and periodically reviewed;
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(c)
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provide that the internal testing team includes a test lead, and at least two additional members;
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(d)
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require that all members of the test team have been employed by the financial entity or by an ICT intra-group service provider for the preceding 12 months;
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(e)
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include provisions on training on how to perform penetration testing and red team testing of the internal testers.
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Article 15 2
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2. Where a TLPT authority approves the use of internal testers in accordance with Article 27(2), point (a), of Regulation (EU) 2022/2554, the TLPT authority shall consider the requirements laid down in Article 7(1) of this Regulation.
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Article 15 3
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3. When using internal testers, the financial entity shall ensure that such use is mentioned in the following documents:
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(a)
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the test initiation information referred to in Article 9;
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(b)
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the red team test report referred to in Article 12(2);
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(c)
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the report summarising the relevant findings of the TLPT referred to in Article 26(6) of Regulation (EU) 2022/2554.
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Article 15 4
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4. Testers employed by an ICT intra-group service provider shall be considered as internal testers of the financial entity.
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1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
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